Asset Management

Asset Management

  

Introduction

Our main focus is in asset management for our clients.We are committed to delivering sustainable and durable alpha to investors, that is consistent with our core policy to invest in low-carbon opportunities of ethical and environmental value.

We believe that the transition to a low-carbon economy creates new exciting opportunities in carbon finance, clean energy and alternative investments.

We are motivated by our overriding priority, which is to deliver the best results and capital growth to investors, and to do so we are committed to the research and analysis of the key elements that underpin the performance consistency and durability. This entails careful and prudent risk management as well as constant parameter analysis and an understanding of the market and business model fundamentals.

Our Core Objectives

  • Deliver sustainable and durable alpha to investors
  • Identify low-carbon investments that are ethically sound, environmentally sustainable and profitable
  • Invest in research, technology and risk management to underpin the best alpha-generating ability

 

Risk Management

We passionately believe that successful asset management is underpinned by an insightful understanding and management of risk.

We believe that risk factors must be understood, analyzed, monitored and hedged. Hedging is the elimination of risk and it is frequently possible. Risk management is a technical area that requires research and investment in technology and highly skilled professionals. We are committed to excellence in this area.

A consistent and successful long-term performance must stand on a strong theoretical foundation and understanding of the market and risk management

Key elements

  • Prudent estimate of risk
  • Performance consistency and durability
  • Analysis of parameters and fundamentals
  • Hedging of risk

 

Regulatory

Carbonica Capital is in the process of regulatory approval in the UK and US, and in the meantime we work in partnership with two hedge funds in London, both of which are authorized and regulated by the Financial Services Authority (FSA).

Investors relations and custodianship is carried out by staff who are personally authorized and regulated by the FSA.

Key elements

  • Transparency to investors
  • Accountability
  • Independence and impartiality

Anti-bribery and corruption policy

Carbonica Capital values its reputation as an ethical asset manager and for its financial probity and integrity. It therefore establishes a clear anti-bribery and anti-corruption policy based on the following principles:

  • All staff are suitable trained and all clients are advised, to identify and avoid the use of bribery by themselves or others.

  • Staff, clients, agents and associates are encouraged to report any suspicion of bribery, and are provided with suitable channels to communicate such conduct and ensuring confidentiality.

  • It is made clear to all investors, agents, partners and staff that the company has a zero tolerance policy of bribery or corruption.

  • Ensuring a prompt and thorough investigation of any instances of alleged bribery or corruption, taking firm action and assisting the authorities in any resulting prosecution if applicable.

Carbonica Capital prohibits the solicitation or offering of any bribe, by any person(s) or compan(ies), whether they are an agent, associate, staff or any person action on behalf of the company in order to get commercial or regulatory advantage for Carbonica Capital, in a way that is unethical or in order to gain personal gain for the person(s) involved or any form of personal advantage in so doing.

This policy excludes any form of normal and appropriate hospitality or the giving or receipt of corporate gifts as normal company practice, provided it is declared and reported in the gifts register.

  

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